ROHQ – APAC Compliance – Compliance Monitoring Analyst

Job Listing No: 9740000

ROHQ – APAC Compliance – Compliance Monitoring Analyst

Citi Group – Central Luzon – Makati City, Metro Manila – Daily analysis and investigation of reports and trade information, across Equities, Fixed Income, FX and Derivatives covering issues such as trade allocations, errors and cancel and amends etc. for allocated jurisdictions within Asia Pacific, in accordance with monitoring procedures set out in the AP Compliance Monitoring Program Investigate in depth matters identified with a minimum level of supervision to determine whether violations of exchange rules or trade behavior warrant escalation to country Markets Compliance for appropriate action Produce monitoring reports and analysis within the standard turnaround time Organize files, maintain records and update database to ensure that analysis and investigations of exceptions are properly documented and escalated to Country or Regional Markets Compliance on a timely basis Organize and lead calls with Country Markets Compliance Officers to escalate issues or concerns, provide updates and ensure country’s continued oversight for timely… – Permanent – Full-time

Apply for this job.




Similar Jobs For "ROHQ – APAC Compliance – Compliance Monitoring Analyst"



 Jobs by Indeed job search

Tenant Relations Officer

Company: Xentro Malls
Location: Marikina
Ensures tenant compliance with lease terms, memorandum of agreement, company house rules and regulation. Responsible for planning, organizing, supervising,… To apply for this job vacancy in Xentro Malls you must be qualified and you should prepare the required documents, click on the job link for more details.
Posted 2 hours ago

DevOps Engineer (CI Engineer) - Cebu

Company:
Location: Cebu City
Introduced privacy intelligence into our Platform in 2018 to simplify compliance management for the GDPR, CCPA and hundreds of other global regulations. To apply for this job vacancy you must be qualified and you should prepare the required documents, click on the job link for more details.
Posted 1 hour ago

Cybersecurity Analyst

Company: ePLDT
Location: Makati
Assists in monitoring company compliance to information security programs. Implements information Technical and Physical security controls. To apply for this job vacancy in ePLDT you must be qualified and you should prepare the required documents, click on the job link for more details.
Posted 3 hours ago

Purchasing Officer

Company: AHYA Coco Organic Food Manufacturing Corporation
Location: Davao City
Also participates in the development, implementation and monitoring of procurement policies, regulations, laws and contractual compliance; To apply for this job vacancy in AHYA Coco Organic Food Manufacturing Corporation you must be qualified and you should prepare the required documents, click on the job link for more details.
Posted 3 hours ago

Transaction Banking Operations Department Head

Company: Asia Select, Inc.
Location: Cavite City
Settlement and reconciliation, account/card maintenance, transaction investigation, fraud handling, dispute management, terminal monitoring, and customer… To apply for this job vacancy in Asia Select, Inc. you must be qualified and you should prepare the required documents, click on the job link for more details.
Posted 4 hours ago






Note: This job listing with titled "ROHQ – APAC Compliance – Compliance Monitoring Analyst" was indexed from different job portals. This job might be expired or closed for accepting CV's so we suggest to browse it from the new jobs menu of this site. Our website is an open community website for assisting job seeker so if you found some broken links or error in our site don't hesitate to contact us to fix the issue. Thank you for using our free services.


Get updated on daily job vacancies!

Be updated by pressing the Facebook Like or G+1 button bellow.