ROHQ – APAC Compliance – Compliance Monitoring Analyst

Job Listing No: 9740000

ROHQ – APAC Compliance – Compliance Monitoring Analyst

Citi Group – Central Luzon – Makati City, Metro Manila – Daily analysis and investigation of reports and trade information, across Equities, Fixed Income, FX and Derivatives covering issues such as trade allocations, errors and cancel and amends etc. for allocated jurisdictions within Asia Pacific, in accordance with monitoring procedures set out in the AP Compliance Monitoring Program Investigate in depth matters identified with a minimum level of supervision to determine whether violations of exchange rules or trade behavior warrant escalation to country Markets Compliance for appropriate action Produce monitoring reports and analysis within the standard turnaround time Organize files, maintain records and update database to ensure that analysis and investigations of exceptions are properly documented and escalated to Country or Regional Markets Compliance on a timely basis Organize and lead calls with Country Markets Compliance Officers to escalate issues or concerns, provide updates and ensure country’s continued oversight for timely… – Permanent – Full-time

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